Senior Auditor

Category: Audit
Location: Jersey City, NJ
Job ID: IRC131254
Posted Date: May 15, 2018


E*TRADE is a leading financial services company and a pioneer in the online brokerage industry. Having executed the first-ever electronic trade by an individual investor more than 30 years ago, the Company has long been at the forefront of the digital revolution, offering easy-to-use solutions for individual investors and stock participants. Founded on the principle of innovation and determined to level the playing field for individual investors, E*TRADE delivers digital platforms, tools, and professional assistance to help investors and traders meet their near-and long-term investing goals. The Company provides these services both online and through its network of customer service representatives and financial consultants – over the phone at two national branches and in-person at 30 E*TRADE branches.

Responsible for leading, supervising, and executing audits. This position oversees and participates in the evaluation of the adequacy, effectiveness, and efficiency of controls and identifies weaknesses, along with providing recommendations to mitigate those weaknesses. This position proactively works with management to ensure compliance with policies, laws, and regulations.

Manage/Execution of Audit Process

● With minimal supervision, perform risk evaluation of audit area to identify key controls for review.

● With minimal supervision,draft the audit program and execute the audit steps.

● Draft questionnaires, spreadsheets, etc. to assist in analyzing business processes.

● Draft audit reports to summarize audit findings.

● Prepare work papers, schedules, and summaries documenting audit evidence, conclusions, and findings reached.


● Provide audit project supervision role for staff auditors

● Escalate risk issues and follow-up on solutions

● Identify potential department improvement projects

● Take responsibility for staff auditors and own work product

● Identify and shares relevant business and audit topics with the audit group

Building Relationships

● Partner with audit clients to identify constructive and value-added solutions to address risks identified.

● Partner with audit clients to assist in research and other information dissemination processes.

● Identify opportunities forand participate in approved special projects, investigations, or other significant business issues.



● Bachelor’s degree in Accounting, Finance, Economics, or related field is required

● Minimum 2 year’s public accounting or other sophisticated internal audit experience


● Prior bank Financial Services experience STRONGLY preferred

● CPA and/or CIA preferred, if not willingness and qualifications to complete are essential.

● Willingness to travel


We offer a competitive and comprehensive benefits package. Please visit to learn more about the opportunities.

E*TRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.

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